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The U.S. Financial Regulatory License is an official certification required for financial institutions operating within the United States. Issued by key regulatory bodies such as the SEC, FINRA, and OCC, this license ensures compliance with federal financial laws, anti-money laundering (AML) regulations, and consumer protection policies. It is essential for businesses engaged in banking, investment advisory, securities trading, and fintech operations. Holding this license demonstrates legal authorization, financial integrity, and adherence to U.S. regulatory standards, enabling firms to operate securely within the financial sector.
